基于XGBoost-SHAP的中国城市减污降碳协同增效时空特征及影响因素

Spatiotemporal characteristics and influencing factors of synergistic effect of pollution and carbon reduction in Chinese cities based on XGBoost-SHAP model

  • 摘要: 精准识别城市减污降碳协同增效的时空特征及影响因素,对落实国家“双碳”目标、全面推进绿色转型和提升生态环境治理效能具有重要理论价值和现实意义。以2014—2023年中国284个地级市为研究对象,集成熵权-TOPSIS法、耦合协调度与超效率SBM模型测度减污降碳协同增效水平,通过核密度估计和空间马尔可夫链解析其时空特征,通过MIC-PIRF-RFE组合模型筛选核心影响因素,并结合XGBoost-SHAP模型揭示各因素对协同增效的非线性阈值效应及空间异质性。结果表明:2014—2023年,中国城市减污降碳协同增效水平总体呈稳步上升趋势,均值由0.145 1增至0.178 9,空间格局呈现“东部领跑、中西追赶、东北振荡”的阶梯式分布。协同增效具有显著的空间依赖与路径锁定特征,中低水平城市向上跃迁面临阻力,区域发展存在明显的空间惯性。人口密度、城镇化率和技术创新为城市减污降碳协同增效三大核心影响因素,呈现显著非线性特征;人口密度在跨越特定阈值后重新释放规模红利,城镇化率因高耗能集聚表现出阶段性抑制,技术创新则持续发挥正向驱动作用。影响因素及其阈值效应存在显著的区域异质性:东部固定资产投资跨越门槛后转为正向驱动,但高阶技术创新呈现抑制效应;中部受人口承载力约束,呈现出明显的“技术回弹”与“污染避难所”效应;西部对外开放处于低水平锁定状态;东北需跨越高投资门槛以突破初期负向约束。各区域应依据所处阈值区间实施差异化调控。

     

    Abstract: The precise identification of the spatiotemporal characteristics and influencing factors of the synergistic effect of pollution and carbon reduction (SEPCR) in urban areas holds profound theoretical and practical significance for implementing the national "dual-carbon" strategy, comprehensively advancing green transformation, and enhancing the efficacy of eco-environmental governance. Focusing on 284 prefecture-level cities in China from 2014 to 2023, this study integrated the entropy weight-TOPSIS method, the coupling coordination degree model, and the super-efficiency SBM model to measure the SEPCR level. Furthermore, it employed kernel density estimation and spatial Markov chains to analyze its spatiotemporal characteristics, utilized the combined MIC-PIRF-RFE model to screen core influencing factors, and applied the XGBoost-SHAP model to reveal the nonlinear threshold effects and spatial heterogeneity of each factor on SEPCR. The results showed that from 2014 to 2023, the SEPCR level in the cities generally exhibited a steady upward trend, with the mean value increasing from 0.1451 to 0.1789, and the spatial pattern presented a stepped distribution of "the East leading, the Central and West catching up, and the Northeast fluctuating". SEPCR displayed significant spatial dependence and path locking characteristics. Low- and medium-level cities faced resistance in upward mobility, and regional development exhibited obvious spatial inertia. Population density, urbanization rate, and technological innovation were the three core influencing factors of urban SEPCR, each showing significant nonlinear characteristics: population density regained scale dividends after crossing a specific threshold, urbanization rate exhibited phased inhibition due to agglomeration of energy-intensive activities, and technological innovation continued to exert a positive driving effect. The influencing factors and their threshold effects exhibited significant regional heterogeneity. In the eastern region, fixed asset investment turned into a positive driver after crossing the threshold, but high-level technological innovation showed an inhibitory effect. The central region was constrained by population carrying capacity and presented obvious "technology rebound" and "pollution haven" effects. The western region was in a state of low-level lock-in regarding its opening up. The northeastern region needed to cross a high investment threshold to break through the initial negative constraints. Differentiated regulations should be implemented in each region based on its specific threshold interval.

     

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